Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Gaffney is a financial advisor with over 27 years of experience in the industry. Michael is currently registered with Raymond James & Associates, Inc. and has been with the firm since 2013. Michael's previous experience includes positions at Gleacher & Company Securities, Inc., RAIT Securities, LLC, Wachovia Capital Markets, LLC, Wachovia Securities, LLC, and Credit Suisse First Boston LLC. Michael is licensed to provide financial advice in multiple states across the country.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/14/2021 - Present
Raymond James & Associates, Inc. (New York NY)
NY
12/19/2011 - 04/15/2013
GLEACHER & COMPANY SECURITIES, INC. (NEW YORK NY)
NY
06/26/2009 - 05/20/2011
RAIT SECURITIES, LLC (NEW YORK NY)
NY
07/01/2003 - 04/21/2009
WACHOVIA CAPITAL MARKETS, LLC (NEW YORK NY)
MO
05/27/2003 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
02/13/1995 - 05/23/2003
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
BC
Issued 03/22/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/01/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/1996
Series 3 - National Commodity Futures Examination
BC
Issued 01/28/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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