Unclaimed
Michael Anthony Fredrickson has been in the financial industry since September 1998. Michael currently holds a Series 4, Series 7, Series 9, Series 25, Series 55, Series 63, Series 3, Series 57TO, and Series 99TO licenses. Michael is registered with Rosenblatt Securities Inc. in Massachusetts and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/28/1998 - Present
Rosenblatt Securities Inc. (NEW YORK NY)
BC
Issued 09/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/04/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/03/2001
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2003
Series 3 - National Commodity Futures Examination
BC
Issued 02/16/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/25/2000
Series 25 - NYSE Trading Assistant Examination
BC
Issued 04/15/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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