Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Anthony Fisher is a financial advisor with over 12 years of experience in the industry. Michael is currently registered with Morgan Stanley in California and Texas. Michael has a wide range of experience, having previously worked at firms such as NYLIFE SECURITIES LLC, PRUCO SECURITIES, LLC, BANCWEST INVESTMENT SERVICES, INC., J.P. MORGAN SECURITIES LLC, CHASE INVESTMENT SERVICES CORP., NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC, and WELLS FARGO INVESTMENTS, LLC. Michael is a highly experienced financial advisor with a strong track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
06/05/2023 - Present
Morgan Stanley (San Francisco CA)
CA
01/25/2021 - 05/24/2023
NYLIFE SECURITIES LLC (SAN FRANCISCO CA)
CA
01/18/2018 - 08/24/2020
PRUCO SECURITIES, LLC. (Walnut Creek CA)
CA
08/18/2016 - 11/27/2017
BANCWEST INVESTMENT SERVICES, INC. (OAKLAND CA)
CA
10/01/2012 - 08/31/2016
J.P. MORGAN SECURITIES LLC (OAKLAND CA)
CA
11/24/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (SAN LORENZO CA)
CA
03/30/2010 - 10/14/2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SAN JOSE CA)
CA
12/19/2008 - 09/24/2009
WELLS FARGO INVESTMENTS, LLC (SAN LEANDRO CA)
IA
Issued 02/21/2023
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 01/10/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/14/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/31/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/19/2021
Series 24 - General Securities Principal Examination
BC
Issued 09/28/2018
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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