Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Anthony Festa is a financial advisor with over 30 years of experience in the financial industry. He is currently a registered representative of Janney Montgomery Scott LLC, where he has been employed since May 2010. He is licensed to provide financial advice in various states including Massachusetts, Pennsylvania, Connecticut, Illinois, New Jersey, New York, and more. He is a series 3, 7, 63 and 65 licensed financial advisor and offers portfolio management for businesses and individuals, as well as financial planning services. Previously, Michael worked at KeyBanc Capital Markets Inc., Legg Mason Wood Walker, Incorporated, Everen Securities, Inc., and Dain Rauscher Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
PA
01/22/2015 - Present
Janney Montgomery Scott LLC (PHILADELPHIA PA)
MA
11/14/2005 - 05/05/2010
KEYBANC CAPITAL MARKETS INC. (BOSTON MA)
MD
08/18/1999 - 11/02/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MO
10/16/1998 - 07/08/1999
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NY
03/02/1998 - 10/01/1998
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
01/28/1997 - 03/02/1998
DAIN RAUSCHER INCORPORATED
CT
10/02/1996 - 02/01/1997
ADVEST, INC. (HARTFORD CT)
MO
06/18/1993 - 10/03/1996
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NY
10/30/1986 - 05/19/1993
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
04/23/1985 - 11/10/1986
SHEARSON LEHMAN BROTHERS INC.
NA
09/24/1982 - 03/28/1985
KIDDER, PEABODY & CO. INCORPORATED
IA
Issued 10/17/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/04/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/1984
Series 3 - National Commodity Futures Examination
BC
Issued 09/18/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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