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Michael Anthony Ferro

Pruco Securities, LLC

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About Michael Anthony Ferro

Michael A. Ferro is a financial advisor with Pruco Securities, LLC. Michael has been working in the financial services industry since 1999. Michael is registered with the state of New York, Texas, and Washington. Michael is also a registered representative of Avantax Investment Services, Inc. Michael specializes in financial planning, investment management, and insurance. Michael has experience working with a variety of clients, including individuals, families, and businesses. Michael is committed to providing personalized service and helping clients reach their financial goals.

Firm Information

Michael Ferro is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Michael Ferro’s Registration & Firm History

NY

01/10/2022 - Present

Pruco Securities, LLC (Cortland NY)

NY

01/03/2011 - 09/24/2021

AVANTAX INVESTMENT SERVICES, INC. (CORTLAND NY)

NY

10/29/2009 - 12/31/2010

H.D. VEST INVESTMENT SERVICES (CORTLAND NY)

NY

12/22/1999 - 11/04/2009

PRINCOR FINANCIAL SERVICES CORPORATION (CORTLAND NY)

TX

12/18/1998 - 11/17/1999

H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)

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Licenses & Designations

BC

Issued 10/12/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/10/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Anthony Ferro.
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