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Michael Anthony Ferrara

Clsa Americas, LLC

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About Michael Anthony Ferrara

Michael Ferrara is a financial professional with over 20 years of experience in the industry. Michael currently works at Clsa Americas, Llc. Prior to this, Michael worked at REDI GLOBAL TECHNOLOGIES LLC and Goldman Sachs Execution & Clearing, L.P. Michael is a registered representative with Series 3, 4, 7, 24, 55, 57TO and 63 licenses. Michael has experience in various investment areas, including providing investment advice and research product and arrangement and referral service.

Firm Information

Michael Ferrara is currently registered with Clsa Americas, LLC. Clsa Americas, LLC is a Limited Liability Company formed on August 15, 2012. The firm is registered as an investment adviser in 53 states and the District of Columbia. Clsa Americas, LLC provides referrals to others, research product & arrangement and referral services. The firm has 117 clients that are other investment advisers.

Not reported

Assets Under Management

119

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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referrals to others; research product & arrangement and referral service

Referrals to others; research product & arrangement and referral service

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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commissions

Earned based on transactions or products sold.

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other

Negotiated rates for research product

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Michael Ferrara’s Registration & Firm History

NY

07/11/2016 - Present

Clsa Americas, LLC (NEW YORK NY)

NY

04/08/2014 - 08/17/2016

REDI GLOBAL TECHNOLOGIES LLC (NEW YORK NY)

NY

04/23/2001 - 09/14/2012

GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)

NY

05/16/2005 - 06/06/2005

GOLDMAN, SACHS & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/06/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/08/2003

Series 24 - General Securities Principal Examination

BC

Issued 03/19/2002

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/05/2001

Series 3 - National Commodity Futures Examination

BC

Issued 05/25/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/20/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michael Anthony Ferrara.
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