Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Faulhaber is an investment advisor representative currently affiliated with Equity Services, Inc. in FORT LUPTON, CO. Michael has been in the financial services industry for 18 years, having previously worked for Mutual of Omaha Investor Services, Inc. and Northwestern Mutual Investment Services, LLC. Michael holds several industry certifications, including the Series 6, 7, 10, 24, 66, 9, 99TO and SIE examinations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
06/10/2024 - Present
Equity Services, Inc. (FORT LUPTON CO)
CO
02/03/2021 - 06/04/2024
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (CENTENNIAL CO)
CO
06/27/2005 - 02/02/2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (BOULDER CO)
BOTH
Issued 06/17/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/26/2023
Series 24 - General Securities Principal Examination
BC
Issued 05/26/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/18/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2011
Series 7 - General Securities Representative Examination
BC
Issued 06/25/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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