Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Anthony Duboise is a financial advisor registered with Prospera Financial Services, Inc. based in El Paso, TX. Michael Anthony Duboise has 20 years of experience in the financial industry. Michael Anthony Duboise is also a certified financial planner and has earned the Series 6, 7, 63, and 65 licenses. Michael Anthony Duboise has been registered with the Securities and Exchange Commission (SEC) since 2002.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
TX
12/15/2020 - Present
Prospera Financial Services, Inc. (El Paso TX)
NM
12/04/2020 - 12/16/2020
WADDELL & REED (LOS RANCHOS NM)
NM
06/01/2009 - 12/01/2020
MORGAN STANLEY (ALBUQUERQUE NM)
NM
06/18/2004 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ALBUQUERQUE NM)
CT
07/09/2002 - 06/17/2004
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
IA
Issued 02/21/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/12/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2004
Series 7 - General Securities Representative Examination
BC
Issued 07/08/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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