Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Anthony Cruz is a financial advisor with Ameriprise Financial Services, LLC, based in Temecula, CA. Michael has been in the financial services industry since 1996. Michael holds Series 7, Series 63, and Series 65 licenses and has been registered in 20 states. Michael's previous experience includes working with Wells Fargo Advisors LLC, Wells Fargo Clearing Services, LLC, Wells Fargo Investments, LLC, WAMU Investments, Inc., UBS Financial Services Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
03/14/2024 - Present
Ameriprise Financial Services, LLC (Temecula CA)
CA
01/03/2011 - 03/26/2024
WELLS FARGO CLEARING SERVICES, LLC (SUN CITY CA)
CA
07/18/2008 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (HEMET CA)
CA
03/09/2006 - 07/21/2008
WAMU INVESTMENTS, INC. (TEMECULA CA)
NJ
08/03/2001 - 03/17/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
04/23/1996 - 08/10/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
12/22/1995 - 03/27/1996
DONALD & CO. SECURITIES INC. (TINTON FALLS NJ)
IA
Issued 06/17/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/09/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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