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Michael Anthony Costanza

UBS Securities LLC

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About Michael Anthony Costanza

Michael Anthony Costanza is a financial professional registered with UBS Securities LLC and has been in the securities industry since August 14, 2017. Michael is licensed in 52 states and the District of Columbia. Michael is currently employed by UBS Securities LLC and has previously worked at Moelis & Company LLC and UBS Securities LLC.

Firm Information

Michael Costanza is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Costanza’s Registration & Firm History

NY

11/17/2021 - Present

UBS Securities LLC (New York NY)

NY

05/04/2021 - 11/15/2021

MOELIS & COMPANY LLC (NEW YORK NY)

NY

08/14/2017 - 05/18/2021

UBS SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/16/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/13/2017

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Anthony Costanza.
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