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Michael Anthony Costagliola

ING Financial Markets LLC

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About Michael Anthony Costagliola

Michael Anthony Costagliola is a financial professional with over 20 years of experience in the industry. Michael is currently registered with ING Financial Markets LLC and has previously been registered with ING Investment Management Services LLC, ING Financial Markets LLC and ING Barings LLC. Michael holds the Series 7, Series 99, Series 79 and SIE licenses.

Firm Information

Michael Costagliola is currently registered with ING Financial Markets LLC. ING Financial Markets LLC is a Limited Liability Company formed in November 1995 and is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been approved for SEC registration and has reported 10 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

40

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Costagliola’s Registration & Firm History

NY

04/20/2010 - Present

ING Financial Markets LLC (NEW YORK NY)

NY

10/17/2008 - 04/16/2010

ING INVESTMENT MANAGEMENT SERVICES LLC (NEW YORK NY)

NY

04/30/2001 - 10/06/2006

ING FINANCIAL MARKETS LLC (NEW YORK NY)

NY

04/21/1999 - 04/30/2001

ING BARINGS LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/20/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michael Anthony Costagliola.
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