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Michael Anthony Condon

Mizuho Securities USA LLC

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About Michael Anthony Condon

Michael Anthony Condon is a securities professional with over 20 years of experience in the financial industry. Michael is currently registered with Mizuho Securities USA LLC, a broker-dealer firm based in New York, NY. Michael has a diverse background in the securities industry and has held positions at several other firms, including Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., and Dresdner Kleinwort Wasserstein Securities LLC.

Firm Information

Michael Condon is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Condon’s Registration & Firm History

NY

08/23/2021 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

08/28/2006 - 09/17/2021

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

05/04/2006 - 08/28/2006

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

07/26/2003 - 05/03/2006

DRESDNER KLEINWORT WASSERSTEIN SECURITIES LLC (NEW YORK NY)

NY

02/14/2001 - 09/20/2001

DRESDNER KLEINWORT WASSERSTEIN SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/08/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/10/2024

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/14/2007

Series 3 - National Commodity Futures Examination

BC

Issued 05/25/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/13/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michael Anthony Condon.
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