Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Anthony Coates is a financial advisor with Stifel, Nicolaus & Company, Inc., with over 30 years of experience in the industry. Michael has been registered with FINRA since 1993, holds a Series 63, Series 65, Series 7, Series 9, Series 10, and Series 24 license. In addition to being a financial advisor, Michael is also a real estate consultant and is currently registered with the state of Florida for both securities and investment advisory services. Michael is an experienced financial advisor with a wide range of expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
03/24/2014 - Present
Stifel, Nicolaus & Company, Inc. (Mount Holly NC)
FL
04/29/2002 - 07/31/2007
RYAN BECK & CO. (PALM BEACH GARDENS FL)
NY
09/07/1994 - 05/13/2002
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NJ
06/05/1993 - 08/15/1994
PARAGON CAPITAL CORPORATION (EAST HANOVER NJ)
IA
Issued 01/31/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/17/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/08/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/14/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Michael Coates is the right advisor for you? Invested Better is here to help.
