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Michael Anthony Cerussi

Maxim Group LLC

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About Michael Anthony Cerussi

Michael Cerussi is a Financial Advisor with Maxim Group LLC. Michael has over 20 years of experience in the financial services industry. His previous roles include positions with Convergex Execution Solutions LLC, Weeden & Co. L.P., Wilson (Jr), John E, Dag Securities Inc., and David McGuire, Inc. Michael is licensed to conduct securities business in Florida and New York. Michael has passed the Series 63, Series 24, Series 57TO, SIE, Series 55, Series 7, and Series 25 examinations. Michael holds a current registration with FINRA and the State of Florida.

Firm Information

Michael Cerussi is currently registered with Maxim Group LLC. Maxim Group LLC is a Limited Liability Company formed in April 2002 and is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been approved for one SEC registration and 53 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

70

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Cerussi’s Registration & Firm History

FL

03/25/2013 - Present

Maxim Group LLC (Miami Beach FL)

NY

12/09/2008 - 03/14/2013

CONVERGEX EXECUTION SOLUTIONS LLC (NEW YORK NY)

CT

06/01/2004 - 11/18/2008

WEEDEN & CO.L.P. (GREENWICH CT)

NY

04/22/2003 - 04/30/2004

WILSON (JR), JOHN E (NEW YORK NY)

NY

03/26/2003 - 10/23/2003

DAG SECURITIES INC. (NEW YORK NY)

NY

02/21/2003 - 03/24/2003

DAVID MCGUIRE, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/09/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/13/2020

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/06/2009

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/20/2004

Series 7 - General Securities Representative Examination

BC

Issued 10/09/2003

Series 25 - NYSE Trading Assistant Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michael Anthony Cerussi.
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