Unclaimed
Michael Anthony Carley is a financial professional with over 10 years of experience in the industry. Michael has held positions at Jefferies LLC and Imperial Capital, LLC, before joining Btig, LLC. Michael holds the Series 66, Series 24, SIE, Series 86, Series 87, and Series 7 licenses. Michael is registered in 17 states and is currently employed by Btig, LLC in Miami, FL.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
01/17/2017 - Present
Btig, LLC (Miami FL)
NY
02/12/2014 - 12/27/2016
JEFFERIES LLC (NEW YORK NY)
NY
07/02/2012 - 02/04/2014
IMPERIAL CAPITAL, LLC (NEW YORK NY)
BOTH
Issued 08/16/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/19/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2012
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/28/2012
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 06/29/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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