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Michael Anthony Carley

Btig, LLC

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About Michael Anthony Carley

Michael Anthony Carley is a financial professional with over 10 years of experience in the industry. Michael has held positions at Jefferies LLC and Imperial Capital, LLC, before joining Btig, LLC. Michael holds the Series 66, Series 24, SIE, Series 86, Series 87, and Series 7 licenses. Michael is registered in 17 states and is currently employed by Btig, LLC in Miami, FL.

Firm Information

Michael Carley is currently registered with Btig, LLC. Btig, LLC is a Limited Liability Company formed in 2002. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm also holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Carley’s Registration & Firm History

FL

01/17/2017 - Present

Btig, LLC (Miami FL)

NY

02/12/2014 - 12/27/2016

JEFFERIES LLC (NEW YORK NY)

NY

07/02/2012 - 02/04/2014

IMPERIAL CAPITAL, LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 08/16/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/19/2022

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/07/2012

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 09/28/2012

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 06/29/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michael Anthony Carley.
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