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Michael Anthony Cappiello

Pruco Securities, LLC

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About Michael Anthony Cappiello

Michael Anthony Cappiello is a financial advisor registered with Pruco Securities, LLC. Michael has over 10 years of experience in the financial industry and holds the Series 7, Series 66, and SIE licenses. Michael is currently registered in Pennsylvania, District of Columbia, Florida, and Maryland.

Firm Information

Michael Cappiello is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Michael Cappiello’s Registration & Firm History

PA

08/12/2021 - Present

Pruco Securities, LLC (Warrington PA)

NJ

08/03/2012 - 12/14/2018

AMERIPRISE FINANCIAL SERVICES, INC. (Lambertville NJ)

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Licenses & Designations

BOTH

Issued 07/28/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/28/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/02/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Anthony Cappiello.
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