Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Capozzi is a financial advisor registered with LPL Financial LLC. Michael has been in the industry since 2009 and has a wide range of experience in various firms, including Charles Schwab & Co., Inc., TD Ameritrade, Inc., and Ameriprise Financial Services, Inc. Michael holds licenses in both Broker-Dealer and Investment Advisor fields and is licensed to operate in multiple states across the US. Currently, Michael is registered with LPL Financial LLC and services clients from different locations in NY. Michael can help individuals and corporations with portfolio management, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
05/16/2024 - Present
LPL Financial LLC (HAMBURG NY)
NY
01/26/2022 - 05/20/2024
CHARLES SCHWAB & CO., INC. (Amherst NY)
NY
02/26/2018 - 05/20/2024
TD AMERITRADE, INC. (Amherst NY)
NY
03/24/2011 - 02/26/2018
SCOTTRADE, INC. (WILLIAMSVILLE NY)
CO
12/17/2010 - 03/07/2011
AXA ADVISORS, LLC (HIGHLANDS RANCH CO)
NY
11/13/2008 - 08/12/2010
AMERIPRISE FINANCIAL SERVICES, INC. (WILLIAMSVILLE NY)
BOTH
Issued 06/08/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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