Unclaimed
Michael Anthony Brown is a registered representative and investment advisor with Raymond James & Associates, Inc. located in ST. PETERSBURG, FL. Michael has been in the securities industry since 2021 and has experience in investment banking and financial planning. Michael has also passed the Uniform Securities Agent State Law Examination (Series 63), the Investment Banking Registered Representative Examination (Series 79TO), and the Securities Industry Essentials Examination (SIE). Previously, Michael worked at JEFFERIES LLC in NEW YORK, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/30/2023 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
NY
02/03/2021 - 07/26/2023
JEFFERIES LLC (NEW YORK NY)
BC
Issued 03/17/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/03/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/15/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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