Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Auletti is a financial professional with over 13 years of experience in the financial services industry. Michael has a strong track record of success in providing comprehensive financial planning and investment management services to a wide range of clients, including high-net-worth individuals, corporations, and charitable organizations. Michael is currently registered with Equitable Advisors, LLC, a leading financial services firm, where he provides investment advisory services and financial planning solutions to meet his clients' individual needs. Michael is a Series 7, 24, 51, 55 and 63 licensed advisor. Previously, Michael was associated with Louis Capital Markets, LP, Barclays Capital Inc., Lehman Brothers Inc., and Van Der Moolen Specialists USA, LLC. Michael holds a strong commitment to providing personalized service and dedicated to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
11/16/2010 - Present
Equitable Advisors, LLC (NEW YORK NY)
NA
06/08/2010 - 10/15/2010
LOUIS CAPITAL MARKETS, LP (PARIS )
NY
09/22/2008 - 07/14/2009
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
12/17/2007 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
05/08/2006 - 01/08/2008
VAN DER MOOLEN SPECIALISTS USA, LLC (NEW YORK NY)
BC
Issued 09/10/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2021
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/03/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/12/2007
Series 7 - General Securities Representative Examination
BC
Issued 08/30/2006
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
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