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Michael Anthony Amendola

ADP Broker-Dealer, Inc.

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About Michael Anthony Amendola

Michael Anthony Amendola is a financial professional with over 20 years of experience in the industry. Michael is currently registered with ADP Broker-Dealer, Inc. and has previously held positions with John Hancock Distributors LLC, NYLIFE Distributors LLC, Fidelity Investments Institutional Services Company, Inc., M&T Securities, Inc., Key Investments Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Michael holds licenses for Series 6, 7, 63 and 65 securities exams. Michael is registered with the Securities and Exchange Commission (SEC) and FINRA.

Firm Information

Michael Amendola is currently registered with ADP Broker-Dealer, Inc.. ADP Broker-Dealer, Inc. is a corporation formed in July 1994. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Virgin Islands, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

755

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Amendola’s Registration & Firm History

NJ

08/15/2016 - Present

ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)

MA

04/14/2015 - 08/03/2016

JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)

MA

01/12/2006 - 04/15/2015

NYLIFE DISTRIBUTORS LLC (WESTWOOD MA)

RI

06/02/2004 - 06/10/2005

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

RI

03/02/1999 - 11/29/2001

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

MD

05/26/1998 - 02/03/1999

M&T SECURITIES, INC. (BALTIMORE MD)

OH

10/29/1997 - 05/11/1998

KEY INVESTMENTS INC. (CLEVELAND OH)

NY

06/07/1995 - 04/18/1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/12/2004

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 07/14/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/01/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 06/06/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Anthony Amendola.
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