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Michael Anthony Allen

SB Advisory, LLC

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About Michael Anthony Allen

Michael Anthony Allen is an investment advisor representative for SB Advisory, LLC. Michael has been in the industry since January 10, 2000. Michael's firm specializes in providing investment advisory services to individuals and businesses. Michael is a registered investment advisor in California and Texas.

Firm Information

Michael Allen is currently registered with SB Advisory, LLC. SB Advisory, LLC is an investment advisory firm based in Atlanta, Georgia. The firm provides financial planning and portfolio management services to individuals and high-net-worth individuals. SB Advisory, LLC is registered with the SEC and has a total of 1045 client accounts with regulatory assets under management of $285,851,527.
SB Advisory, LLC

3424 PEACHTREE ROAD NE

ATLANTA, GA 30326-1184

$285.85M

Assets Under Management

Not reported

Total Clients

27

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Allen’s Registration & Firm History

CA

03/15/2023 - Present

SB Advisory, LLC (La Jolla CA)

CA

01/02/2014 - 12/22/2021

WOODBURY FINANCIAL SERVICES, INC. (LA JOLLA CA)

CA

02/13/2003 - 12/06/2013

MML INVESTORS SERVICES, LLC (LA JOLLA CA)

NY

04/10/2000 - 01/14/2003

NEW ENGLAND SECURITIES (NEW YORK NY)

IA

10/05/1999 - 03/09/2000

PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)

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Licenses & Designations

IA

Issued 10/13/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/24/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/16/2001

Series 7 - General Securities Representative Examination

BC

Issued 10/02/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Anthony Allen.
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