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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Anson Herman is an Investment Advisor Representative with Apollon Wealth Management, LLC. Michael has worked in the financial services industry since 1997. Michael has also been registered as an Investment Advisor Representative with Apollon Financial, LLC. Prior to joining Apollon Wealth Management, LLC, Michael worked for Goldman Sachs & Co. LLC. Michael holds the Series 7, 3, 24, 52, 53, 63 and 65 licenses as well as the SIE exam. Michael is registered to provide investment advice in California and Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
SC
01/14/2022 - Present
Apollon Wealth Management, LLC (MOUNT PLEASANT SC)
CA
09/04/2020 - 12/10/2021
GOLDMAN SACHS & CO. LLC (Newport Beach CA)
CA
11/01/2017 - 09/01/2020
CETERA ADVISOR NETWORKS LLC (NEWPORT BEACH CA)
CA
10/24/2008 - 11/01/2017
GIRARD SECURITIES, INC. (NEWPORT BEACH CA)
CA
05/10/2006 - 10/08/2008
FSC SECURITIES CORPORATION (SAN MATEO CA)
NY
01/11/2000 - 05/12/2006
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
09/23/1998 - 12/14/1999
WALL STREET EQUITIES INCORPORATED (NEW YORK NY)
NY
01/22/1998 - 06/10/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
08/19/1997 - 01/09/1998
GRUNTAL & CO., L.L.C. (NEW YORK NY)
IA
Issued 01/30/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/20/2024
Series 24 - General Securities Principal Examination
BC
Issued 03/20/2024
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/20/2024
Series 4 - Registered Options Principal Examination
BC
Issued 03/20/2024
Series 7TO - General Securities Representative Examination
BC
Issued 03/20/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2007
Series 3 - National Commodity Futures Examination
BC
Issued 02/05/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 08/15/1997
Series 7 - General Securities Representative Examination
Active
Inactive
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