Unclaimed
Michael Maglio has been an active investment advisor in the financial industry since April 9, 1997. Michael Maglio is registered with LPL Financial LLC and has a combined total of 20 approved state registrations. In addition to their registration with LPL Financial LLC, Michael Maglio is also registered with the Financial Industry Regulatory Authority (FINRA). Michael Maglio has a specialization in "1", "2", "3", "4", "5", and "6". Michael Maglio offers portfolio management for businesses and individuals, as well as financial planning and educational seminars. Michael Maglio is also registered to offer pension consulting services. In addition, Michael Maglio is registered to offer selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
09/15/2010 - Present
LPL Financial LLC (TOTOWA NJ)
TX
09/14/2000 - 08/24/2001
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
NY
04/09/1997 - 09/12/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 05/21/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/22/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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