Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Amato is an Investment Advisor Representative, and has been in the industry since July 3, 1996. Michael Amato is currently registered with Citigroup Global Markets Inc. in New York. Michael Amato was previously registered with Brighthouse Securities, LLC, Morgan Stanley, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., BI Investments, LLC, SunTrust Investment Services, Inc., Southtrust Securities, Inc., Liberty Securities Corporation, Dean Witter Reynolds Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, First Union Brokerage Services, Inc., and Advantage Capital Corporation. Michael Amato has passed the Series 7, Series 63, Series 24, Series 65, Series 72, Series 79TO, and SIE exams. Michael Amato has a total of 25 approved registrations, including 2 approved state registrations, 1 approved IA state registration, and 1 approved FINRA registration. Michael Amato is registered with the state of Connecticut as a Broker-Dealer and with the state of New York as a Broker-Dealer and Investment Advisor. Michael Amato specializes in Asset Allocation Advice, Financial Planning, Pension Consulting, Publication of Periodicals, Selection of Other Advisers, Portfolio Management for Businesses, and Portfolio Management for Individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
01/25/2022 - Present
Citigroup Global Markets Inc. (New York NY)
NC
04/06/2020 - 12/10/2021
BRIGHTHOUSE SECURITIES, LLC (CHARLOTTE NC)
NY
06/01/2009 - 03/17/2020
MORGAN STANLEY (NEW YORK NY)
VA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (RICHMOND VA)
VA
02/26/2007 - 04/02/2007
MORGAN STANLEY DW INC. (RICHMOND VA)
VA
09/01/2005 - 01/09/2007
BI INVESTMENTS, LLC (GLEN ALLEN VA)
GA
10/11/2004 - 08/09/2005
SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)
AL
11/17/1998 - 09/13/2004
SOUTHTRUST SECURITIES, INC. (BIRMINGHAM AL)
NY
11/30/1998 - 04/03/2000
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NY
09/29/1998 - 11/23/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
01/23/1998 - 10/01/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NC
08/19/1997 - 10/23/1997
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
GA
10/13/1995 - 08/04/1997
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
IA
Issued 01/30/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/24/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/12/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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