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Michael Andrew Waverka

Valic Financial Advisors, Inc.

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About Michael Andrew Waverka

Michael Waverka is an investment advisor representative at Valic Financial Advisors, Inc. Michael has been in the securities industry since 1997 and holds licenses for securities and investment advice in Florida, Maryland, New Jersey, Pennsylvania, Virginia, and West Virginia. Michael’s past experience includes working at CCO Investment Services Corp., LPL Financial Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated, MML Investors Services, Inc., PNC Investments, ING Financial Partners, Inc., and Locust Street Securities, Inc.

Firm Information

Michael Waverka is currently registered with Valic Financial Advisors, Inc.. Valic Financial Advisors, Inc. is a corporation formed in November 1996, headquartered in Houston, Texas. The firm offers financial planning, portfolio management for individuals, and selection of other advisers, among other services. They also have a wrap fee program and manage assets for both high-net-worth individuals and individuals other than high-net-worth. The firm is registered with the SEC and has a total of 52 state registrations. As of the most recent reporting period, the firm reported approximately $25.25 billion in regulatory assets under management.
Valic Financial Advisors, Inc.

2929 ALLEN PKWY; L7-20

HOUSTON, TX 77019

$25.25B

Assets Under Management

12

Total Clients

1,266

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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recommend wrap accounts to clients

Recommend wrap accounts to clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Waverka’s Registration & Firm History

PA

09/11/2012 - Present

Valic Financial Advisors, Inc. (HERSHEY PA)

PA

09/07/2010 - 03/21/2011

CCO INVESTMENT SERVICES CORP. (LANCASTER PA)

PA

02/18/2009 - 09/07/2010

LPL FINANCIAL CORPORATION (ELIZABETHTOWN PA)

PA

12/08/2006 - 01/26/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LANCASTER PA)

PA

09/20/2006 - 12/11/2006

MML INVESTORS SERVICES, INC. (CAMP HILL PA)

PA

08/19/2005 - 09/15/2006

PNC INVESTMENTS (HERSHEY PA)

CT

01/01/2004 - 07/08/2005

ING FINANCIAL PARTNERS, INC. (WINDSOR CT)

IA

03/31/1997 - 01/01/2004

LOCUST STREET SECURITIES, INC. (DES MOINES IA)

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Licenses & Designations

BOTH

Issued 02/15/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/13/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/04/2000

Series 7 - General Securities Representative Examination

BC

Issued 03/28/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Andrew Waverka.
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