Unclaimed
Michael Waverka is an investment advisor representative at Valic Financial Advisors, Inc. Michael has been in the securities industry since 1997 and holds licenses for securities and investment advice in Florida, Maryland, New Jersey, Pennsylvania, Virginia, and West Virginia. Michael’s past experience includes working at CCO Investment Services Corp., LPL Financial Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated, MML Investors Services, Inc., PNC Investments, ING Financial Partners, Inc., and Locust Street Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Recommend wrap accounts to clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
09/11/2012 - Present
Valic Financial Advisors, Inc. (HERSHEY PA)
PA
09/07/2010 - 03/21/2011
CCO INVESTMENT SERVICES CORP. (LANCASTER PA)
PA
02/18/2009 - 09/07/2010
LPL FINANCIAL CORPORATION (ELIZABETHTOWN PA)
PA
12/08/2006 - 01/26/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LANCASTER PA)
PA
09/20/2006 - 12/11/2006
MML INVESTORS SERVICES, INC. (CAMP HILL PA)
PA
08/19/2005 - 09/15/2006
PNC INVESTMENTS (HERSHEY PA)
CT
01/01/2004 - 07/08/2005
ING FINANCIAL PARTNERS, INC. (WINDSOR CT)
IA
03/31/1997 - 01/01/2004
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
BOTH
Issued 02/15/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/13/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2000
Series 7 - General Securities Representative Examination
BC
Issued 03/28/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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