Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Andrew Topinka is a financial advisor with Raymond James Financial Services Advisors, Inc. located in Wayne, New Jersey. Michael has been working in the financial industry since 2000 and holds both Series 66 and Series 7 licenses as well as Series 9 and Series 10 principal licenses. Michael is also registered to provide investment advisory services in 26 states, including New Jersey and Texas. In addition to Michael's work at Raymond James, Michael is also the owner of Topinka Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NJ
12/03/2020 - Present
Raymond James Financial Services Advisors, Inc. (Wayne NJ)
NJ
06/06/2002 - 12/04/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (UPPER MONTCLAIR NJ)
NY
12/04/2000 - 04/15/2002
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
NY
09/26/2000 - 12/20/2000
MILLENNIUM SECURITIES CORP. (NEW YORK NY)
OR
06/07/2000 - 09/21/2000
PAULSON INVESTMENT COMPANY, INC. (PORTLAND OR)
BOTH
Issued 07/12/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/11/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/15/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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