Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Andrew Thomas is a financial advisor in Templeton, CA. Michael has been in the industry since 1992 and has worked for Raymond James Financial Services Advisors, Inc. since 2021. Michael has been registered with the Securities and Exchange Commission (SEC) since 2012 and holds Series 3, 7 and 63 licenses and has been registered in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
01/28/2021 - Present
Raymond James Financial Services Advisors, Inc. (Templeton CA)
CA
01/13/2012 - 01/25/2021
RAYMOND JAMES & ASSOCIATES, INC. (NEWPORT BEACH CA)
CA
05/19/2000 - 01/17/2012
WELLS FARGO ADVISORS, LLC (SEAL BEACH CA)
NJ
07/18/1997 - 06/01/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MO
07/13/1992 - 07/22/1997
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NY
03/26/1992 - 07/06/1992
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 07/23/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1994
Series 3 - National Commodity Futures Examination
BC
Issued 03/24/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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