Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Sullivan is a financial advisor with Wells Fargo Securities, LLC, where he has been employed since October 19, 2023. Michael has been in the financial services industry since May 13, 1995, and has worked at several other firms in the past. His previous employers include Goldman Sachs & Co. LLC, Deutsche Bank Securities Inc., Morgan Stanley & Co. Incorporated, Lehman Brothers Inc., and Seligman Advisors, Inc. Michael holds the Series 63, Series 24, Series 7, and SIE licenses. He is registered to conduct business in all 50 states, the District of Columbia, and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/19/2023 - Present
Wells Fargo Securities, LLC (New York NY)
NY
08/10/2018 - 11/03/2023
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
NY
07/28/2010 - 07/30/2018
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
09/16/2008 - 07/23/2010
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
08/15/2000 - 09/09/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
MA
03/20/1995 - 07/10/2000
SELIGMAN ADVISORS, INC. (BOSTON MA)
BC
Issued 07/12/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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