Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Stern has been in the financial services industry since 1993. Michael is registered with Wells Fargo Advisors Financial Network, LLC in Melville, New York. Michael is a registered representative (Series 7, SIE and 63), a general securities principal (Series 24), and holds a Uniform Investment Adviser Law Examination (Series 65). Michael has over 20 years of experience in the financial services industry. Michael is currently registered with Wells Fargo Advisors Financial Network, LLC and previously worked at BANC OF AMERICA INVESTMENT SERVICES, INC., QUICK & REILLY, INC., TAGLICH BROTHERS, INC. and WEATHERLY SECURITIES CORPORATION. Michael is currently registered in several states and specializes in offering investment advice to high-net-worth individuals, corporations and other businesses, pension and profit sharing plans, insurance companies, charitable organizations, and banking or thrift institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
12/13/2016 - Present
Wells Fargo Advisors Financial Network, LLC (MELVILLE NY)
NY
10/20/2004 - 10/05/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (MELVILLE NY)
NY
04/25/2001 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
01/27/1995 - 05/11/2001
TAGLICH BROTHERS, INC. (COLD SPRING HARBOR NY)
NY
10/07/1993 - 01/27/1995
WEATHERLY SECURITIES CORPORATION (NEW YORK NY)
IA
Issued 07/23/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/25/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Michael Stern is the right advisor for you? Invested Better is here to help.
