Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Andrew Seiter is an Investment Advisor Representative associated with Charles Schwab & CO., Inc. Michael is a registered representative with the state of Colorado. Michael has been in the securities industry since 2012. Prior to joining Charles Schwab, Michael had worked at INVESTMENT CENTERS OF AMERICA, INC., NATIONAL PLANNING CORPORATION, SII INVESTMENTS, INC., INVEST FINANCIAL CORPORATION, and JANUS DISTRIBUTORS LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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CO
05/11/2018 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
WI
02/05/2016 - 02/21/2018
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
CA
02/05/2016 - 02/21/2018
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
WI
02/05/2016 - 02/21/2018
SII INVESTMENTS, INC. (APPLETON WI)
WI
03/18/2014 - 02/21/2018
INVEST FINANCIAL CORPORATION (APPLETON WI)
CO
01/07/2013 - 03/14/2014
JANUS DISTRIBUTORS LLC (DENVER CO)
MA
11/01/2011 - 01/03/2013
JOHN HANCOCK FUNDS, LLC (BOSTON MA)
BOTH
Issued 03/29/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/07/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2012
Series 7 - General Securities Representative Examination
BC
Issued 10/31/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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