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Michael Andrew Roxland

Truist Securities, Inc.

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About Michael Andrew Roxland

Michael Roxland is a financial advisor with Truist Securities, Inc. Michael has been in the financial services industry for more than 13 years. Michael is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, 7TO, 86, 87, and SIE licenses. Michael is also registered to sell securities in 52 states and the District of Columbia. Prior to joining Truist Securities, Inc., Michael was employed by MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and BANC OF AMERICA SECURITIES LLC. Michael's past experience includes working as a financial advisor with COHEN & STEERS CAPITAL ADVISORS, LLC.

Firm Information

Michael Roxland is currently registered with Truist Securities, Inc.. Truist Securities, Inc. is a Corporation formed in July 1972. The firm is registered with the SEC and in all 50 states, as well as in the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

309

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Roxland’s Registration & Firm History

NY

04/14/2021 - Present

Truist Securities, Inc. (NEW YORK NY)

NY

01/02/2009 - 03/31/2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

10/16/2006 - 01/02/2009

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

12/19/2000 - 11/01/2002

COHEN & STEERS CAPITAL ADVISORS, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/05/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/02/2021

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 05/05/2021

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 04/14/2021

Series 7TO - General Securities Representative Examination

BC

Issued 04/14/2021

SIE - Securities Industry Essentials Examination

BC

Issued 10/14/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michael Andrew Roxland.
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