Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Romanelli is a financial advisor with Mizuho Securities USA LLC. Michael has been in the financial industry since 2012. Michael has passed the Series 6, 7, 63, 86 and 87 exams. Michael is registered with the Financial Industry Regulatory Authority (FINRA) and has a license to sell securities in all 50 states. Michael has previously worked with Cowen and Company, Sidot & Company, LLC, and Neuberger Berman Management LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
12/13/2018 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
11/11/2014 - 12/10/2018
COWEN AND COMPANY (NEW YORK NY)
NY
11/13/2013 - 11/03/2014
SIDOTI & COMPANY, LLC (NEW YORK NY)
NY
07/23/2012 - 11/05/2013
NEUBERGER BERMAN MANAGEMENT LLC (NEW YORK NY)
BC
Issued 09/06/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2014
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/11/2013
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 11/12/2012
Series 7 - General Securities Representative Examination
BC
Issued 07/20/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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