Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Phillips is a financial advisor with over 30 years of experience in the industry. Michael is currently registered with FHN Financial Securities Corp. in Syosset, NY. Michael has held several positions in the financial services industry. Michael is a Series 7 and Series 63 licensed professional. Michael is registered in 31 states including Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Indiana, Iowa, Kansas, Kentucky, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Montana, Nevada, New Jersey, New York, North Carolina, Ohio, Oklahoma, Pennsylvania, Tennessee, Texas, Utah, Virginia, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/27/2001 - Present
FHN Financial Securities Corp. (SYOSSET NY)
NY
01/29/2001 - 02/16/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
09/27/1996 - 02/05/2001
CHASE SECURITIES INC. (NEW YORK NY)
NA
07/01/1993 - 10/01/1996
DINNER KEY ADVISORS INCORPORATED
NY
09/20/1988 - 07/15/1989
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 11/06/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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