Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Andrew Pfeffer is a financial advisor with Oppenheimer & Co. Inc., located in Stamford, Connecticut. Michael Pfeffer has been a financial advisor for over 30 years, and specializes in providing investment advice and financial planning services for individuals, businesses, and retirement plans. Michael Pfeffer also has experience working with charitable organizations, insurance companies and pooled investment vehicles. Prior to joining Oppenheimer & Co. Inc., Michael Pfeffer held positions at Lehman Brothers Inc., Neuberger Berman, LLC, Dresdner Kleinwort Wasserstein Securities LLC, Wasserstein Perella Securities, Inc., Tucker Anthony Incorporated, and Moran & Associates, Inc. Securities Brokerage.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CT
10/31/2016 - Present
Oppenheimer & Co. Inc. (STAMFORD CT)
NY
12/01/2003 - 09/24/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
09/03/2002 - 11/06/2003
NEUBERGER BERMAN, LLC (NEW YORK NY)
NY
02/26/2001 - 05/10/2002
DRESDNER KLEINWORT WASSERSTEIN SECURITIES LLC (NEW YORK NY)
NY
11/19/1996 - 02/26/2001
WASSERSTEIN PERELLA SECURITIES, INC. (NEW YORK NY)
MA
09/01/1994 - 11/15/1996
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NJ
07/30/1992 - 08/03/1994
MORAN & ASSOCIATES, INC. SECURITIES BROKERAGE (RED BANK NJ)
IA
Issued 10/31/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/29/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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