linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Michael Andrew Perry

Nuveen Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Michael? Claim Your Profile

About Michael Andrew Perry

Michael Andrew Perry is a financial advisor with Nuveen Securities, LLC, licensed to operate in all states. Michael has over 25 years of experience in the financial services industry, with a strong background in investment advisory, securities sales, and supervision. Michael holds the Series 4, 7, 9, 10, 24, 63 and 65 licenses. Michael is also registered with FINRA and the Securities and Exchange Commission. Michael has a long history of experience and understands the financial needs of a variety of clients.

Firm Information

Michael Perry is currently registered with Nuveen Securities, LLC. Nuveen Securities, LLC is a Limited Liability Company formed in September 1967. The firm is registered in 53 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

66

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Michael Perry’s Registration & Firm History

NY

08/13/2015 - Present

Nuveen Securities, LLC (New York NY)

NJ

02/19/2010 - 07/29/2015

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

NY

01/18/1996 - 11/13/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

MA

02/06/2009 - 10/23/2009

BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)

Not sure if Michael Andrew Perry is right for you?

Licenses & Designations

IA

Issued 01/07/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/20/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/10/2001

Series 4 - Registered Options Principal Examination

BC

Issued 01/03/2001

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/03/2001

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 12/30/1998

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/17/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Andrew Perry.
Not sure if Michael Andrew Perry is right for you?