Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Andrew Passaglia is a financial advisor at LPL Financial LLC. Michael has been in the financial services industry since 1989. Michael has a wide range of experience in the financial services industry, having worked with a number of firms including MML Investors Services, LLC, M&I Financial Advisors, INC, NatCity Investments, INC, UVEST Financial Services Group, INC, Vision Investment Services, INC, Fifth Third Securities, INC, Old Kent Financial Advisors, First of America Brokerage Service, INC, Transamerica Financial Resources, INC, First Colonial Investment Services, INC, FN Investment Center, Marketing One Securities, INC, and Equity Services, INC. Michael holds several licenses and certifications, including Series 6, Series 7, Series 24, Series 52TO, Series 53, Series 63 and Series 65. Michael's areas of specialization include portfolio management for individuals and businesses, financial planning, pension consulting, and educational seminars. Michael is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
03/17/2014 - Present
LPL Financial LLC (NEW BERLIN WI)
WI
03/02/2011 - 07/12/2012
MML INVESTORS SERVICES, LLC (BROOKFIELD WI)
WI
07/19/2006 - 07/13/2010
M&I FINANCIAL ADVISORS, INC (OCONOMOWOC WI)
IL
08/23/2005 - 11/28/2005
NATCITY INVESTMENTS, INC. (GRAYSLAKE IL)
NC
08/19/2004 - 07/15/2005
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
IL
10/06/2003 - 07/14/2004
VISION INVESTMENT SERVICES, INC. (ROSEMONT IL)
OH
05/02/2001 - 09/17/2003
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
MI
02/05/1997 - 05/02/2001
OLD KENT FINANCIAL ADVISORS (GRAND RAPIDS MI)
OH
07/19/1994 - 01/31/1997
FIRST OF AMERICA BROKERAGE SERVICE, INC. (CLEVELAND OH)
CA
01/04/1994 - 09/14/1994
TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)
IL
01/30/1993 - 07/29/1994
FIRST COLONIAL INVESTMENT SERVICES, INC. (ROSEMONT IL)
CA
05/02/1988 - 10/05/1992
FN INVESTMENT CENTER (SACRAMENTO CA)
NA
03/05/1987 - 05/19/1988
MARKETING ONE SECURITIES, INC.
NA
04/11/1986 - 01/01/1988
EQUITY SERVICES, INC.
IA
Issued 01/30/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/14/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/1995
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/06/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1988
Series 7 - General Securities Representative Examination
BC
Issued 04/10/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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