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Michael Andrew Niosi

Prudential Investment Management Services LLC

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About Michael Andrew Niosi

Michael Niosi is a registered representative with Prudential Investment Management Services LLC. Michael is a financial professional with over 9 years of experience in the securities industry. Michael is licensed to sell securities in all 50 states and the District of Columbia. Michael has passed the Series 3, Series 7 and Series 63 exams.

Firm Information

Michael Niosi is currently registered with Prudential Investment Management Services LLC. Prudential Investment Management Services LLC is a Limited Liability Company formed on October 9, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

315

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Niosi’s Registration & Firm History

NJ

09/10/2013 - Present

Prudential Investment Management Services LLC (NEWARK NJ)

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Licenses & Designations

BC

Issued 10/17/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/08/2018

Series 3 - National Commodity Futures Examination

BC

Issued 09/10/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Andrew Niosi.
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