Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Murphy is a financial advisor based in New York, New York. Michael has been in the industry since September 9, 2000. Michael is currently registered with TD Securities (usa) LLC, a firm with a broad range of financial services. Michael has held previous positions with Collins Stewart LLC., BNP Paribas Securities Corp., and Lehman Brothers Inc.. Michael holds a Series 7, Series 24, Series 63, and SIE licenses. Michael is registered with the state of New York and is also a registered representative with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/28/2014 - Present
TD Securities (usa) LLC (NEW YORK NY)
NY
07/08/2009 - 05/27/2010
COLLINS STEWART LLC. (NEW YORK NY)
NY
01/17/2005 - 01/02/2008
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
05/19/1997 - 06/29/2004
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
03/04/1993 - 10/02/1995
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 05/13/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/16/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/27/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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