Unclaimed
Michael Mulhaul is a financial advisor with over 40 years of experience in the financial services industry. Michael is currently registered with Stifel, Nicolaus & Company, Inc. in New Jersey, Pennsylvania, and Texas. Michael is licensed to provide securities and investment advisory services. He has a wide range of experience in providing investment advice to individual and institutional clients. Michael specializes in providing financial planning, portfolio management, and pension consulting services. He has also been involved in the publication of financial periodicals and the selection of other financial advisors. Michael is committed to providing his clients with the highest level of service and expertise. He is a member of several industry organizations, including the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
09/30/2019 - Present
Stifel, Nicolaus & Company, Inc. (SHREWSBURY NJ)
PA
10/31/2001 - 07/31/2007
RYAN BECK & CO. (YARDLEY PA)
NY
11/13/1998 - 11/02/2001
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NY
06/09/1988 - 10/29/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
08/02/1985 - 04/28/1988
MOORE & SCHLEY, CAMERON & CO.
NA
08/02/1985 - 10/10/1986
MOORE & SCHLEY MUNICIPALS, INC.
NA
06/07/1985 - 07/24/1985
MARVEST SECURITIES, INC.
NA
01/28/1985 - 04/10/1985
BEVILL, BRESLER & SCHULMAN INCORPORATED
NA
07/05/1984 - 12/04/1984
E. F. HUTTON & COMPANY INC
NA
09/20/1982 - 07/05/1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
10/31/1981 - 09/30/1982
BACHE HALSEY STUART SHIELDS INCORPORATED
BOTH
Issued 04/30/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/04/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 10/17/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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