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Michael Andrew Mireles

Northwestern Mutual Investment Services, LLC

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About Michael Andrew Mireles

Michael Andrew Mireles is a financial advisor with Northwestern Mutual Investment Services, LLC. Michael has been in the financial industry since July 19, 2004. He is registered with the state of Wisconsin as an investment advisor representative. Michael is also registered with the state of Texas as an investment advisor representative. Previously, Michael was an investment advisor representative for Pruco Securities, LLC, USAA Investment Services Company, and USAA Financial Advisors, Inc. Michael has a wide range of experience in the financial industry and is committed to providing his clients with the best possible service.

Firm Information

Michael Mireles is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Michael Mireles’s Registration & Firm History

WI

01/16/2024 - Present

Northwestern Mutual Investment Services, LLC (FRANKLIN WI)

TX

01/15/2021 - 06/14/2021

PRUCO SECURITIES, LLC. (AUSTIN TX)

TX

06/08/2020 - 01/20/2021

USAA INVESTMENT SERVICES COMPANY (SAN ANTONIO TX)

TX

01/03/2005 - 06/08/2020

USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)

NY

07/02/2004 - 11/04/2004

MORGAN STANLEY DW INC. (PURCHASE NY)

NJ

11/25/2003 - 06/30/2004

PRUCO SECURITIES, LLC. (NEWARK NJ)

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Licenses & Designations

BOTH

Issued 10/28/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/22/2008

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/31/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/24/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Andrew Mireles.
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