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Michael Andrew Loughlin

Mufg Securities Americas Inc.

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About Michael Andrew Loughlin

Michael Loughlin is a financial professional with over 20 years of experience in the securities industry. Michael currently works at Mufg Securities Americas Inc. and is registered with the Financial Industry Regulatory Authority (FINRA). Michael has held previous roles at firms such as Nomura Securities International, Inc., Deutsche Bank Securities Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and J.P. Morgan Securities Inc. Michael holds Series 7, Series 24, and Series 63 licenses. Michael is registered in 51 states and the District of Columbia.

Firm Information

Michael Loughlin is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Loughlin’s Registration & Firm History

IL

10/13/2015 - Present

Mufg Securities Americas Inc. (Chicago IL)

IL

05/25/2010 - 11/24/2015

NOMURA SECURITIES INTERNATIONAL, INC. (CHICAGO IL)

IL

06/02/2006 - 05/25/2010

DEUTSCHE BANK SECURITIES INC. (CHICAGO IL)

IL

05/07/2003 - 05/26/2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)

NY

01/10/2001 - 04/30/2003

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

04/24/1998 - 05/01/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/04/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/17/2016

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/21/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Andrew Loughlin.
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