Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Andrew Knox is a financial professional with over 25 years of experience in the industry. Michael has been registered with Northwestern Mutual Investment Services, LLC since 1996. Michael is also registered with 23 states. Michael holds both Series 6 and Series 63 licenses and the SIE designation. Prior to working at Northwestern Mutual Investment Services, LLC, Michael worked at ROBERT W. BAIRD & CO. INCORPORATED. Michael has a background in providing investment research and referrals to other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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TX
05/22/1996 - Present
Northwestern Mutual Investment Services, LLC (AUSTIN TX)
WI
03/26/1999 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 07/18/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/21/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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