Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Hastings is a registered investment advisor with LPL Financial LLC. Michael has been in the financial industry since 2009. Michael is a registered representative in California, Florida, Nevada, New Mexico, Oregon, South Carolina, and Washington. Michael has a Series 66 license and also has a Series 7 and SIE. Michael has previously worked at CETERA ADVISOR NETWORKS LLC. Michael is currently licensed to provide investment advisory services in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
01/10/2020 - Present
LPL Financial LLC (SACRAMENTO CA)
CA
11/03/2009 - 01/16/2020
CETERA ADVISOR NETWORKS LLC (SACRAMENTO CA)
BOTH
Issued 11/21/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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