Unclaimed
Michael Andrew Gard is a financial professional based in Portland, Maine. Michael has been in the industry since 2017 and holds the Series 7 and Series 66 securities licenses. Michael is currently registered with Foreside Global Services, LLC and Foreside Funds Distributors LLC, and is a registered representative in Indiana and Maine. Michael was previously registered with Compass Distributors, LLC, Lion Street Financial, LLC, and FSC Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
ME
01/11/2024 - Present
Foreside Global Services, LLC (Portland ME)
ME
08/25/2023 - 10/11/2023
COMPASS DISTRIBUTORS, LLC (PORTLAND ME)
IN
04/30/2021 - 04/19/2023
LION STREET FINANCIAL, LLC (Crown Point IN)
IN
04/10/2017 - 05/04/2021
FSC SECURITIES CORPORATION (MERRILLVILLE IN)
BOTH
Issued 09/29/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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