Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Fitzpatrick is a financial advisor with over 24 years of experience in the industry. Michael is currently registered with Brean Capital, LLC and is licensed in 24 states. Michael has held previous positions with Gleacher & Company Securities, Inc., UBS Securities LLC and Goldman, Sachs & Co.. Michael holds several industry certifications, including the Series 3, Series 7, Series 24, Series 30 and Series 63 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
10/16/2012 - Present
Brean Capital, LLC (NEWTOWN PA)
CA
08/02/2010 - 10/05/2012
GLEACHER & COMPANY SECURITIES, INC. (SAN RAFAEL CA)
CA
10/09/2003 - 06/22/2010
UBS SECURITIES LLC (SAN FRANCISCO CA)
NY
09/29/1998 - 09/17/2003
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 08/10/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/14/2010
Series 24 - General Securities Principal Examination
BC
Issued 07/30/2009
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2001
Series 3 - National Commodity Futures Examination
BC
Issued 09/28/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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