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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Ferguson is a financial advisor with Morgan Stanley. Michael has been in the financial services industry since April 2, 2001. Michael is registered with the state of Virginia and other states. Michael is also a registered investment advisor. Michael holds a Series 65 license. Michael has worked with Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Winchester Investment Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
VA
10/31/2022 - Present
Morgan Stanley (Alexandria VA)
MA
06/01/2009 - 11/27/2009
MORGAN STANLEY SMITH BARNEY (BOSTON MA)
MA
06/01/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BOSTON MA)
CT
02/02/2001 - 04/25/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HARTFORD CT)
KS
07/18/2000 - 08/28/2000
WINCHESTER INVESTMENT SECURITIES, INC. (OVERLAND PARK KS)
IA
Issued 07/02/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/15/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/14/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2016
Series 3 - National Commodity Futures Examination
BC
Issued 09/27/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 07/17/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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