Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Faulkenbury has been in the financial industry since 1980. Currently, Michael is registered with Stifel, Nicolaus & Company, Inc. in North Carolina and Texas. Prior to that, Michael has also been registered with other companies including A. G. Edwards & Sons, Inc., Wells Fargo Advisors, LLC, E. F. Hutton & Company Inc, The Robinson-Humphrey Company Inc., Prudential-Bache Securities Inc., and Shearson Lehman Hutton Inc. Michael is a Series 7, Series 24, Series 53, Series 63, Series 66, and SIE licensed professional. Michael specializes in providing financial and investment advisory services to high-net-worth individuals, corporations, trusts, insurance companies, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
01/15/2020 - Present
Stifel, Nicolaus & Company, Inc. (SOUTHPORT NC)
NC
01/01/2008 - 06/06/2011
WELLS FARGO ADVISORS, LLC (WILMINGTON NC)
NC
01/19/1990 - 01/03/2008
A. G. EDWARDS & SONS, INC. (WILMINGTON NC)
NY
09/26/1988 - 02/05/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
01/13/1986 - 09/28/1988
THE ROBINSON-HUMPHREY COMPANY INC.
NA
04/09/1984 - 01/27/1986
E. F. HUTTON & COMPANY INC
NA
02/16/1980 - 05/01/1984
PRUDENTIAL-BACHE SECURITIES INC.
BOTH
Issued 05/04/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/06/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/1990
Series 24 - General Securities Principal Examination
BC
Issued 11/26/1990
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/29/1982
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1980
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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