Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Dowell is a financial professional who has been in the industry since 1985. Michael is a registered representative with Wells Fargo Clearing Services, LLC and has held this position since May 2010. Previously, Michael worked at Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Morgan Stanley DW Inc., and First Investors Corporation. Michael holds Series 3, 6, 7, and 63 securities licenses and Series 65 investment advisor license. Michael works with individual investors, corporations, and other institutions, providing investment consulting, financial planning, and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
05/05/2010 - Present
Wells Fargo Clearing Services, LLC (WINSTON SALEM NC)
NC
06/01/2009 - 05/17/2010
MORGAN STANLEY SMITH BARNEY (WINSTON-SALEM NC)
NC
03/26/2004 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WINSTON-SALEM NC)
NY
08/21/1986 - 03/29/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NA
03/24/1986 - 06/13/1986
FIRST INVESTORS CORPORATION
NA
07/15/1985 - 12/24/1985
FIRST INVESTORS CORPORATION
IA
Issued 09/20/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/02/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/1987
Series 3 - National Commodity Futures Examination
BC
Issued 08/16/1986
Series 7 - General Securities Representative Examination
BC
Issued 07/12/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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