Unclaimed
Michael Andrew Dixon is a registered representative with Harris Williams. Michael has been in the securities industry since October 2006. Michael holds the following licenses: Series 7, Series 24, Series 63, Series 79TO, and SIE. Michael is registered in California and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
10/09/2006 - Present
Harris Williams (SAN FRANCISCO CA)
BC
Issued 09/29/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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