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Michael Andrew Coraggio

Janney Montgomery Scott LLC

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About Michael Andrew Coraggio

Michael Coraggio is an investment advisor representative with Janney Montgomery Scott LLC. Michael has been in the financial services industry for over 20 years. Michael holds Series 7, 63, and 66 securities licenses. Michael is also a registered investment advisor in New Jersey, New York, and Texas. Previous firms Michael has worked at include BB&T Securities, LLC, Scott & Stringfellow, LLC, Bergen Capital, Inc., and The GMS Group, LLC. Michael works at the New York branch office of Janney Montgomery Scott LLC.

Firm Information

Michael Coraggio is currently registered with Janney Montgomery Scott LLC. Janney Montgomery Scott LLC is a Philadelphia-based, full-service financial services firm with over $85 billion in assets under management. Formed in 1999, the firm provides a comprehensive suite of financial advisory services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and institutions. Janney Montgomery Scott LLC is registered with the SEC and operates in all 50 states and the District of Columbia.
Janney Montgomery Scott LLC

1717 ARCH STREET

PHILADELPHIA, PA 19103

$85.90B

Assets Under Management

2,265

Total Clients

1,570

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee plus commission

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Michael Coraggio’s Registration & Firm History

NY

09/05/2017 - Present

Janney Montgomery Scott LLC (NEW YORK NY)

NJ

11/21/2012 - 09/04/2014

BB&T SECURITIES, LLC (HASBROUCK HEIGHTS NJ)

NJ

01/05/2006 - 01/02/2013

SCOTT & STRINGFELLOW, LLC (HASBROUCK HEIGHTS NJ)

NJ

07/09/2004 - 01/12/2006

BERGEN CAPITAL, INC. (HASBROUCK HEIGHTS NJ)

NJ

10/29/2003 - 07/16/2004

THE GMS GROUP, LLC (EAST HANOVER NJ)

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Licenses & Designations

IA

Issued 10/12/2021

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 08/27/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/10/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/28/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 8 public disclosures for Michael Andrew Coraggio. Review regulatory record here.
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